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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

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EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

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Similar To

SUP 16.19 Immigration Act compliance reporting

RCB 3.5 Other notifications

SUP 18.4 Friendly Society transfers and amalgamations

PR 3.1 Approval of prospectus

PERG 4.11 Link between activities and the United Kingdom

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

DISP 1.10A Complaints data publication rules

EG 3.5 Official listing investigations (section 97)

REC 2.5 Systems and controls, algorithmic trading and conflicts

SUP 10C.16 References and accurate information

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

EG 9.9 The effect of the FCA’s decision to withdraw approval

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation