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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM

DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

SYSC 5.2

As Published: 2015

SYSC 5.2

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance