Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

IFPRU 4.14 Counterparty credit risk

As Published: 2014

IFPRU 4.14 Counterparty credit risk

…

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

…

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

…

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

…

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

…

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

…

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

…

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 2.5 The Price Stabilising Rules: overseas provisions

REC 1.2 Purpose, status and quotations, notes or references

RCB 6.2 Policy on decision and warning notices

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

LR 1.2 Modifying rules and consulting the FCA

REC 4.2B Exercise of passport rights by a UK RIE

EG 12.1 The FCA’s general approach

DTR 1A.2 Modifying rules and consulting the FCA

COLL 9.4 Facilities in the United Kingdom

LR 1.1 Introduction

REC 2.12 Availability of relevant information and admission of financial instruments to trading

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach