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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

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EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

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PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

As Published: 2017

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

As Published: 2015

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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COBS 1.1 General application

As Published: 2007

COBS 1.1 General application

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RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

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INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

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SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

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MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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