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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

SYSC 1.4 Application of SYSC 11 to 28

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements