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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

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EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

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COLL 4.4 Meetings of Unitholders and service of notices

EG 12.3 Criminal prosecutions in cases of market abuse

COBS 19.2 Personal pensions, FSAVCs and AVCs

REC 6.2 Applications

FEES 2.3 Relieving Provisions

PERG 8.28 Advice or information

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

DTR 5.4 Aggregation of managed holdings

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

LR 9.5 Transactions

CASS 1.4 Application: particular activities

MAR 10.5 Other reporting, notifications and information requirements

PERG 7.6 Applications for a certificate

LR 2.2 Requirements for all securities

DISP 3.5 Resolution of complaints by the Ombudsman

LR 13.2 Approval of circulars

SUP 5.5 Duties of firms

SUP 16.22 Reporting under the Payment Accounts Regulations

EG 5.1 Settlement and the FCA – an overview