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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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SUP 16.15 Reporting under the Electronic Money Regulations

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

EG 19.13 The Consumer Protection Co-operation Regulation26

PERG 8.11 Types of exemption under the Financial Promotion Order

LR 19.2 Requirements for listing

DEPP 6.5 Determining the appropriate level of financial penalty

SUP 10C.15 Forms and other documents and how to submit them to the FCA

SYSC 22.1 Application

LR 5.5 Miscellaneous

SYSC 6.3 Financial crime

IFPRU 11.7 Notifications

MAR 1.3 Insider dealing

GENPRU 2.1 Calculation of capital resources requirements

CASS 6.6 Records, accounts and reconciliations

BIPRU 12.7 Liquid assets buffer

BIPRU 12.2 Adequacy of liquidity resources

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products