Search Result

521 - 540 of 1429 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices