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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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PR App 3.1

As Published: 2005

PR App 3.1

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LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

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BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

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Similar To

LR 17.4 [deleted]

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

REC 2A.4 Power and procedure for RAP penalties and censures

SYSC 4.5

LR 20.5 Disclosures

BIPRU 14.2 Calculation of the capital requirement for CCR

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

SUP 13A.1 Application and purpose

APER 3.1 Introduction

SYSC 4.3A Management body and nomination committee

IFPRU 11.2 Individual recovery plans

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation