Search Result

381 - 400 of 1644 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

COBS 10.1 Application

As Published: 2007

COBS 10.1 Application

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements