Search Result

201 - 220 of 1565 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA