Search Result

181 - 200 of 1728 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

COLL 4.1 Introduction

As Published: 2013

COLL 4.1 Introduction

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies