Search Result

101 - 120 of 1469 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

SUP 10A.17 Further questions [deleted]

As Published: 2020

SUP 10A.17 Further questions [deleted]

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

LR 6.15 Shares of a non-EEA company

As Published: 2017

LR 6.15 Shares of a non-EEA company

DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous