Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 5.6 Reverse takeovers

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

SYSC 4.7

COCON 4.1 Specific guidance on individual conduct rules

DEPP 6.5D Serious financial hardship

REC 2.2 Method of satisfying the recognition requirements

REC 6A.1 Exercise of passport rights by EEA market operator

PERG 8.14 Other financial promotions

EG 4.11 Approach to interviews and interview procedures

REC 6A.2 Removal of passport rights from EEA market operator

SUP 18.4 Friendly Society transfers and amalgamations

LR 9.2 Requirements with continuing application

COLL 6.9 Independence, names and UCITS business restrictions

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

SYSC 19D.3 Remuneration principles

EG App 3.7 The PPS

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

CASS 5.5 Segregation and the operation of client money accounts