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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

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EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

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EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

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SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

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IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

As Published: 2015

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

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EG 11.4 Determining the amount of restitution

As Published: 2016

EG 11.4 Determining the amount of restitution

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COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

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EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

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MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

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CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

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