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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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PERG 4.12 Appointed representatives

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agents?

DTR 4.2 Half-yearly financial reports

REC 2.7A Position management and position reporting in relation to commodity derivatives

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

PR 2.3 Minimum information to be included in a prospectus

PERG 2.3 The business element

CREDS 3A.3 Borrowing

EG 18.1 Cancellation on the FCA’s own-initiative

EG 14.2 Choice of powers

LR 4.3 Approval and publication of listing particulars

EG 20.3 Decision making under the CCA Order

SUP 21.1 Form of waiver for energy market participants

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

FEES App 1.3 Application Fees

DEPP 2.2 Warning notices and first supervisory notices

DEPP 7.1 Application and purpose

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

SUP 16.9 Appointed representatives annual report