Search Result

621 - 640 of 1243 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

MCOB 11.7 Transitional arrangements

As Published: 2012

MCOB 11.7 Transitional arrangements

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

CONC 7.19 Notice of default sums under P2P agreements

As Published: 2014

CONC 7.19 Notice of default sums under P2P agreements

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms