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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

SUP 16.19 Immigration Act compliance reporting

As Published: 2014

SUP 16.19 Immigration Act compliance reporting

FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

As Published: 2014

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures