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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

…

EG 4.3 Notification where a particular person is not yet under investigation

As Published: 2016

EG 4.3 Notification where a particular person is not yet under investigation

…

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

…

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

…

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

…

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

…

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

…

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

…

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

…

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

…

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

…

IFPRU 2.1 Application and purpose

As Published: 2016

IFPRU 2.1 Application and purpose

…

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

…

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

…

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

…

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

…

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

…

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