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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

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EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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EG 19.30 The Mortgage Credit Directive Order

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order

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COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

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GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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