Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

SYSC 4.9

As Published: 2015

SYSC 4.9

…

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 3.5 Disciplinary action and events relating to members of the management body

IFPRU 11.1 Application and purpose

SYSC 22.5 Giving references: additional rules and guidance for all firms

PERG 4.6 Advising on regulated mortgage contracts

RCB 3.5 Other notifications

PERG 15.2 General

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

FEES 2.1 Introduction

BIPRU 8.5 Basis of consolidation

PR 2.3 Minimum information to be included in a prospectus

REC 4.2F Information gathering power on FCA’s own initiative

PERG 4.18 Regulated activities related to mortgages: flowchart

DTR 8.5 Supervision of primary information providers

DEPP 6.5D Serious financial hardship

COND 2.7 Business model

SUP 16.10 Verification of firm details

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

SYSC 4.9

SUP 11.7 Acquisition or increase of control: assessment process and criteria