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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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Similar To

INSPRU 3.1 Market risk in insurance

COLL 5.3 Derivative exposure

ICOBS 8.4 Employers’ Liability Insurance

SYSC 4.7

CREDS 2.2 General provisions

COLL 6.7 Payments

MCOB 9.5 Disclosure at the offer stage for equity release transactions

SYSC 22.9 Records and transitionals

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

DISP App 1.2 The standard approach to redress

LR 8.4 Role of a sponsor: transactions

FEES 9.2 PSR fees

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

SUP 11.9 Changes in close links

PERG 15.7 Transitional provisions [deleted]

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 11.5 Notifications by firms

DTR 5.2 Acquisition or disposal of major proportions of voting rights

LR 17.3 Requirements with continuing application

GEN 4.3 Letter disclosure