Search Result

261 - 280 of 1519 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]