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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

SYSC 4.8

As Published: 2015

SYSC 4.8

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

PERG 4.10A Activities regulated under the Mortgage Credit Directive

As Published: 2015

PERG 4.10A Activities regulated under the Mortgage Credit Directive

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report