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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

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SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

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SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

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PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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SYSC 4.9

As Published: 2015

SYSC 4.9

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