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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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LR 17.3 Requirements with continuing application

SUP 16.18 AIFMD reporting

CASS 8.3 Records and internal controls

PERG 13.5 Exemptions from MiFID

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

REC 4.5 FCA supervision of action by UK RIEs under their default rules

SYSC 4 Annex 1

REC 6.7 Notification rules for overseas recognised bodies

PERG 16.6 Exclusions

PERG 10.5 Employers and affinity groups (such as trade unions)

CASS 7.15 Records, accounts and reconciliations

REC 3.26 Proposals to make regulatory provision

PERG 2.11 Persons who are exempt for credit-related regulated activities

SUP 10C.8 The other local responsibility function (SMF22)

PERG 9.7 The investment condition: the 'reasonable investor'

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

IFPRU 8.1 Prudential consolidation

REC 4.2B Exercise of passport rights by a UK RIE

FEES 13.2 The IML levy