Search Result

241 - 260 of 1392 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general