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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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MCOB 3A.8 Sale and rent back financial promotions

As Published: 2015

MCOB 3A.8 Sale and rent back financial promotions

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CASS 11.4 Definition of client money and the discharge of fiduciary duty

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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration