Search Result

1241 - 1260 of 1754 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

COBS 2.5 Optional additional products

As Published: 2015

COBS 2.5 Optional additional products

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

IFPRU 2.4 Reporting of breaches

As Published: 2015

IFPRU 2.4 Reporting of breaches

IFPRU 9.1 Application and Purpose

As Published: 2014

IFPRU 9.1 Application and Purpose

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

TC App 5.1

As Published: 2010

TC App 5.1

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

EG 6.5 Publicity during, or upon the conclusion of civil action

As Published: 2016

EG 6.5 Publicity during, or upon the conclusion of civil action