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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

IFPRU 11.4 Information for resolution plans

As Published: 2015

IFPRU 11.4 Information for resolution plans

DTR 3.1

As Published: 2005

DTR 3.1

EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

As Published: 2016

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

As Published: 2010

BIPRU 4.9 The IRB approach: Securitisation, non-credit obligations assets and CIUs

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

CASS 5.2 Holding money as agent of an insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of an insurance undertaking

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application