Search Result

1081 - 1100 of 1250 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

IPRU-INV 5.6 Qualifying subordinated loans

As Published: 2016

IPRU-INV 5.6 Qualifying subordinated loans

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC