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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

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SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

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IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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