Search Result

961 - 980 of 1581 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives