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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

IFPRU 2.1 Application and purpose

As Published: 2016

IFPRU 2.1 Application and purpose

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications