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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

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PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

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LR 9.8 Annual financial report

PR 5.3 Certificate of approval

CASS 11.2 Firm classification

PERG 16.6 Exclusions

SUP 11.6 Subsequent notification requirements by firms

COLL 8.6 Termination, suspension, and schemes of arrangement

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

PERG 6.7 Examples

REC 6.8 Powers to supervise

SUP 1A.2 Introduction

CONC 11.1 The right to cancel

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation