Search Result

501 - 520 of 1306 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 5.6 Qualifying subordinated loans

As Published: 2016

IPRU-INV 5.6 Qualifying subordinated loans

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

IPRU-INV 14.1 APPLICATION

As Published: 2015

IPRU-INV 14.1 APPLICATION

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State