Search Result

461 - 480 of 1654 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

ICOBS 8.2 Motor vehicle liability insurers

As Published: 2013

ICOBS 8.2 Motor vehicle liability insurers

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]