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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

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PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

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MCOB 13.6 Repossessions

As Published: 2006

MCOB 13.6 Repossessions

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MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

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Similar To

ICOBS 5.1 General

COND 1.3 General

DISP App 3.4 Root cause analysis

DISP 1.1A Complaints handling requirements for MiFID complaints

PERG 13.1 Introduction

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BIPRU 1.1 Application

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EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

CREDS 3A.2 Shares and deposits

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

COLL 6.13 Record keeping

COLL 7.6 Schemes of arrangement

PERG 11.2 Guidance on property investment clubs

PERG 5.8 The regulated activities: advising on contracts of insurance

MCOB 13.6 Repossessions

MCOB 8.6A Execution-only sales

COLL 11.6 Winding up, merger and division of master UCITS