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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

As Published: 2016

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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IPRU-INV 11.1 INTRODUCTION

As Published: 2015

IPRU-INV 11.1 INTRODUCTION

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IPRU-INV 11.2 MAIN REQUIREMENTS

As Published: 2015

IPRU-INV 11.2 MAIN REQUIREMENTS

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IPRU-INV 1.1 PURPOSE

As Published: 2016

IPRU-INV 1.1 PURPOSE

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

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EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

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EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

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EG 3.2B Information requests (section 122B)

As Published: 2016

EG 3.2B Information requests (section 122B)

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

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COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

As Published: 2007

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

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COLL 4.3 Approvals and notifications

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

IPRU-INV 11.1 INTRODUCTION

IPRU-INV 11.2 MAIN REQUIREMENTS

IPRU-INV 1.1 PURPOSE

PERG 8.12 Exemptions applying to all controlled activities

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

EG 3.2 Information requests (section 165)

FEES 1.1 Application and Purpose

DEPP 8.1 Introduction

EG 3.2A Information requests (section 122A)

EG 4.12 Search and seizure powers

EG 3.2B Information requests (section 122B)

REC 6.6 Supervision

MAR 6.4 Systematic internaliser reporting requirement

SUP 1A.2 Introduction

PERG 13.7 The territorial application of MiFID [deleted]

CASS 5.4 Non-statutory client money trust

EG App 3.1 The FCA

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)