Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 2.8 Exclusions applicable to particular regulated activities

COLL 8.5 Powers and responsibilities

APER 1.1A Application

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

SUP 1A.3 The FCA's approach to supervision

BIPRU 5.4 Financial collateral

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 16.9 Appointed representatives annual report

FEES 6.1 Application

EG 4.13 Preliminary findings letters and preliminary investigation reports

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

DISP 1.3 Complaints handling rules

SUP 12.5 Contracts: required terms

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

SUP 14.2 Changes to branch details

APER 4.2 Statement of Principle 2

REC 3.26 Proposals to make regulatory provision

PERG 4.10A Activities regulated under the Mortgage Credit Directive

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)