Search Result

341 - 360 of 803 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

MCOB 3A.7 Home reversion plan financial promotions

As Published: 2015

MCOB 3A.7 Home reversion plan financial promotions

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

MCOB 6A.2 General

As Published: 2016

MCOB 6A.2 General

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

REC 1.1 Application

As Published: 2005

REC 1.1 Application

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls