Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 1.5 Standard and Premium Listing

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

EG 7.9 Suspensions of voting rights

LR 8.3 Role of a sponsor: general

COLL 11.4 Depositaries

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

PR 1.1 Preliminary

INSPRU 8.2 Special provisions for Lloyd's

PR 2.5 Omission of information

PERG 12.2 Establishing, operating or winding up a personal pension scheme

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

BIPRU 4.5 The IRB approach: Specialised lending exposures

SUP 16.24 Retirement income data reporting

PERG 13.3 Investment Services and Activities

COCON 4.1 Specific guidance on individual conduct rules

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

SUP 15.6 Inaccurate, false or misleading information

GENPRU 1.3 Valuation

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

SUP 15.9 Notifications by members of financial conglomerates