Search Result

261 - 280 of 1451 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA

MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy