Search Result

261 - 280 of 1386 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

CREDS 3A.1 Application and purpose

As Published: 2016

CREDS 3A.1 Application and purpose

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

As Published: 2015

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information