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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

PR App 3.1

As Published: 2005

PR App 3.1

SYSC 1.4 Application of SYSC 11 to 28

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

MAR 5.6A Suspension and removal of financial instruments

As Published: 2017

MAR 5.6A Suspension and removal of financial instruments

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments