Search Result

241 - 260 of 1705 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.7

As Published: 2015

SYSC 4.7

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

MCOB 6A.4 MCD mortgages: information to be provided in the offer document or separately

As Published: 2016

MCOB 6A.4 MCD mortgages: information to be provided in the offer document or separately

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

As Published: 2006

MCOB 6.5 Mortgages: information to be provided in the offer document or separately

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

Annual Financial Report for certain listed companies [deleted]

As Published: 2019

Annual Financial Report for certain listed companies [deleted]

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting