Search Result

761 - 780 of 1486 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

…

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

…

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

…

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

…

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

…

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

…

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

…

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

…

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

…

PERG 15.2 General

As Published: 2011

PERG 15.2 General

…

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

…

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

…

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

…

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

…

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

…

PERG 13.2 General

As Published: 2011

PERG 13.2 General

…

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

…

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

…

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

…

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

…