Search Result

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DISP 2.1 Purpose, interpretation and application

EG 7.4 Apportionment of financial penalties

EG 6.7 Behaviour in the context of takeover bid

EG 4.12 Search and seizure powers

EG 15.1 Introduction

PERG 4.15 Mortgage activities carried on by 'packagers'

REC 6.5 FCA decision on recognition

REC 4.9 Disciplinary measures

SUP 5.2 The FCA’s power

EG 11.4 Determining the amount of restitution

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

CASS 8.3 Records and internal controls

IFPRU 4.6 Internal ratings based approach: probability of default

PERG 8.37 AIFMD Marketing

PR 1.1 Preliminary

REC 6.3 Recognition requirements

PR 2.5 Omission of information

CONC 7.13 Data accuracy and outsourced activities

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974