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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

MAR 5.6A Suspension and removal of financial instruments

As Published: 2017

MAR 5.6A Suspension and removal of financial instruments

REC 3.10 Complaints

As Published: 2013

REC 3.10 Complaints

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

LR 6.4 Independent business

As Published: 2017

LR 6.4 Independent business

MAR 6.2 Purpose

As Published: 2017

MAR 6.2 Purpose

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

LR 6.6 Control of the business

As Published: 2017

LR 6.6 Control of the business

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

DEPP 2.4 Third party rights and access to FCA material

As Published: 2013

DEPP 2.4 Third party rights and access to FCA material

MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

LR 6.1 Application

As Published: 2005

LR 6.1 Application

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background