Search Result

181 - 200 of 1060 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

…

EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

…

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

…

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

…

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

…

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

…

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

…

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

…

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

…

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

…

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

…

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

…

SUP 10A.3 Provisions related to the Act

As Published: 2020

SUP 10A.3 Provisions related to the Act

…

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

…

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

…

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

…

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

…

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

…

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

…

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

…